How to Report Fraud to the SEC
- 1). Prepare to submit your report by gathering all facts that support your claim. Names, addresses, telephone numbers and supporting documentation will help the SEC investigators research the claim.
- 2). Go to the U.S. Securities and Exchange Commission website.
- 3). Click on the "Investor Information" tab.
- 4). Select the link that says "File a Tip or Complaint".
- 5). Click on the link that says "Report".
- 6). Open the link for "Tips, Complaints and Referrals Portal". The application will open which will allow you to electronically file a report.
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